AD, Business Risk, Investment Suitability & Governance (European Private Bank)

Posted 21 November 2024
Salary HKD700000 - HKD800000 per annum
LocationHong Kong
Job type Permanent
Discipline Financial Services
ReferenceBH-2260
ContactCathleen Chen

Job description

  • Leading European Private Bank
  • Regional Coverage
  • Great Working Culture

company overview.
This leading European Private Bank is looking for seasoned business risk talent to join their team covering Investment Suitability & Product Governance. You will be joining a team of 4 covering HK & SG. Great working culture and great remuneration package are provided.

job scope.
As the AD, Business Risk, Investment Suitability & Governance in a Leading European Private Bank, your key responsibility will be to:
  • Collaborate with the product management teams to develop and enhance private banking products, ensuring they meet client needs and market demands.
  • Implement and maintain robust product governance frameworks to ensure compliance with regulatory requirements and internal policies.
  • Liaise with product teams to ensure timely maintenance of the product shelf (additions or removals) by reflecting all changes to the recommended and approved list of products through monitoring product performance and conducting regular reviews to identify opportunities for improvement and innovation
  • Advise stakeholders to the appropriate set up procedure and ensure proper maintenance of all products in the product investment service for HK & SG
  • Oversee product risk and control framework for HK & SG branches and execute regular product controls.
  • Prepare comprehensive product documentation, including policies, procedures, and training materials
  • Coordinate with cross-functional teams, including compliance, risk management, operations and front office, to ensure seamless product implementation and process/product shelf change 
requirements.
  • Bachelor's degree in business, finance, or a related field. MBA or other relevant certifications are a plus.
  • 5+ years of experience with background in business risk/ product management, preferrably in private banking sector
  • In-depth knowledge of investment products, product due diligence framework and sales processes
  • Organized, strong analytic ability
  • Knowledge in Excel, VBA functionalities is a plus

If you believe you meet the above requirements and have the passion and drive to excel in this role, we invite you to submit your application. We apologies that only shortlisted candidates will be contacted. Please click the 'Apply' button below or send through your most updated CV to cchen@captarpartners.com. We apologies that only shortlisted candidates will be contacted.

Still considering? Contact Cathleen Chen on +852 3653 5247 for confidential discussion about it, we are always happy to help.