Job description
- Leading Insurance Broker
- Great Exposure
- Great Working Culture
This leading insurance broker is looking for seasoned compliance talent to join them due to business expansion. You will be joining a team of 3 reporting to the Head of Legal & Compliance. Great exposure and great working culture will be provided.
job scope.
As the Compliance Manager in a insurance broker, your key responsibility will be to:
- Develop, implement, and maintain compliance policies and procedures.
- Review, maintain and implement up-to-date compliance policies and manuals on Data Privacy, Complaints Handling, Cross Border etc
- Conduct regular compliance audits and risk assessments.
- Provide advice and review on compliance issues in relation to AML/CTF, establish compliance controls and perform KYC/ CDD/ AML review and monitoring;
- Liaise with relevant departments to resolve day-to-day compliance issues in relation to AML/CTF and provide compliance advices to ensure compliance with relevant regulatory requirements
- Provide training and support to staff on compliance-related matters.
- Liaise with the relevant departments to prepare the information/materials/reports requests by the regulators IA and auditor
- Investigate compliance violations and recommend corrective actions.
- Prepare and present compliance reports to senior management.
- Participate in and handle ad hoc projects assigned
- Degree or above with major in Risk Management, Finance, Economics, Business Administration, Accounting or other related discipline.
- Minimum of 4 years of experience in compliance within the insurance/ insurance broker industry.
- Strong knowledge of insurance regulations and compliance standards, Knowledge in SG MAS Broker requirements is a plus
- Excellent analytical and problem-solving skills.
- Strong written and verbal communication skills.
- Proven ability to work independently and as part of a team.
Still considering? Contact Cathleen Chen on +852 3653 5247 for confidential discussion about it, we are always happy to help.