Job description
- Well-Reputed Hedge Fund
- Great Worklife Balance
- Great Remuneration Package
This well-reputed hedge fund is looking for a compliance talent to join their team to handle the firm investment compliance matter. You will be joining a team of 4, great worklife balance will be provided.
responsibility.
As the Investment Compliance Manager for a Well-reputed Hedge Fund, your key responsibility will be to:
- Perform pre-trade & post-trade compliance checks and ongoing portfolio monitoring to identify and resolve any potential issues, as well as trade error review, and trade incident investigation and reporting
- Compliance housekeeping matters - Maintain accurate records and documentation relating to compliance activities, including PA trading and conflicts
- Review and approve marketing materials, client communications, and other externally facing documents to ensure compliance
- Manage PA dealings, conflicts of interests within the firm
- Participate in the firm's Vendor Management process
- Administer the firm's wall-crossing and travel policies
- Bachelor's degree in a relevant field such as finance, business, or law
- Minimum of 7 years of experience in compliance within the financial industry, preferably in hedge funds or asset management
- Sound knowledge of applicable regulations and laws, such as SFC regulations
- Previous experience in financial audit or with a regulator is a plus
- Strong analytical and problem-solving skills
- Excellent communication and interpersonal skills to effectively liaise with stakeholders and regulators
- Detail-oriented with the ability to handle multiple tasks and prioritize effectively
- Professional certifications in compliance (e.g., CPA, CAMS, CFE, CRCMP) are highly desirable
- Fluency in English and Mandarin is required
If you believe you meet the above requirements and have the passion and drive to excel in this role, we invite you to submit your application. We apologies that only shortlisted candidates will be contacted. Please click the 'Apply' button below or send through your most updated CV to cchen@captarpartners.com
Still considering? Contact Cathleen Chen on +852 3653 5247 for confidential discussion about it, we are always happy to help.
